Regulatory compliance

Commcise partners with RSRCHXchange

Commcise, the buy-side focused commission management, research valuation and research accounting platform, and RSRCHXchange, the aggregator and marketplace for institutional research, are joining forces. The pair have announced a collaboration to deliver an industry-leading integrated research...
Quant Insight research available via RSRCHXchange

Quant Insight (QI), a macro research firm providing discretionary asset managers with actionable investment ideas, today announced that it has made its research available via the RSRCHX platform. It says that connecting its investment ideas and the RSRCHXchange marketplace means portfolio managers...
RegTech spend hitting US$20 billion

Fixed income dealers are spending as much as $20 billion a year on RegTech (regulatory technology) to help them comply with the raft of regulations covering their trading desks, according to a new report from Greenwich Associates. Ninety-four percent of the 46 sell-side fixed-income traders...
MiFID II: what are trustees to do?

With MiFID II (markets in financial instruments directive II) due to come into force on January 3, Sacker & Partners LLP (Sackers), a UK specialist firm for pensions and retirement savings, has set out the key implications for pension schemes, and the steps trustees should be taking now. Sebastian...
Firm action demanded on flawed FATCA


To view all our latest and archived articles, for 'Regulatory compliance' and across all subject areas, please upgrade

  View subscription options