DTCC launches Exception Manager
January 11, 2018

The Depository Trust & Clearing Corporation (DTCC) earlier this week announced the launch of DTCC Exception Manager, the latest addition to its Institutional Trade Processing product suite. It says DTCC Exception Manager enables market participants to publish, manage and communicate exceptions throughout the trade lifecycle, and supports all securities transactions globally.

DTCC adds that Exception Manager solves a major challenge for financial firms by establishing a central online industry platform that provides a single view of all post-trade exceptions, analytics to help identify the root cause of operational breaks and the ability to solve problems at the source, such as incorrect standing settlement instructions (SSIs).

The service also provides a configurable risk dashboard to measure and chart exceptions based on risk criteria with drill-down capabilities and customizable views, as well as efficient work assignment and collaboration capabilities, enabling timely resolution between trade support and pre-settlement groups with secure communications functionality, audit trails and reports.





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The Depository Trust & Clearing Corporation (DTCC) earlier this week announced the launch of DTCC Exception Manager, the latest addition to its Institutional Trade Processing product suite. It says DTCC Exception Manager enables market participants to publish, manage and communicate exceptions throughout the trade lifecycle, and supports all securities transactions globally.

DTCC adds that Exception Manager solves a major challenge for financial firms by establishing a central online industry platform that provides a single view of all post-trade exceptions, analytics to help identify the root cause of operational breaks and the ability to solve problems at the source, such as incorrect standing settlement instructions (SSIs).

The service also provides a configurable risk dashboard to measure and chart exceptions based on risk criteria with drill-down capabilities and customizable views, as well as efficient work assignment and collaboration capabilities, enabling timely resolution between trade support and pre-settlement groups with secure communications functionality, audit trails and reports.



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