• Beneficial owner

    The beneficial owner of a security is supposed to receive the benefits derived from ownership of the security, including income, voting rights, power to transfer, etc. Where a customer's assets are registered in the name of a brokerage firm, central depository or other nominee, the customer does not have legal ownership, but is the true owner entitled to all benefits accruing.

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Beneficial owner

Zero-hour rule


Back-to-back trades

American Depository Receipt


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Asset Backed Security

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