Regulatory compliance

Welcome to the House of Lords

The House of Lords EU Financial Affairs Sub-Committee is inviting contributions to its new inquiry into the future of financial regulation and supervision following Brexit. The Committee seeks evidence on the following topics in particular: The effectiveness of the EU financial services regime and...
Another day, Another AIMA guide

Another day another guide from the Alternative Investment Management Association (AIMA). Hard on the heels of yesterday's news of its publication of a guide to choosing a fund administrator, AIMA has published a guide for alternative investment managers to help them understand and implement the...
FSB says shadow banking risk drops significantly

In a busy day for its publishing unit, the Financial Stability Board (FSB) today published an assessment of the evolution of shadow banking activities and risks since the global financial crisis, and the adequacy of post-crisis policies and monitoring to address these risks. It says this assessment...
Carney's letter to the G20

The Financial Stability Board (FSB) published today, ahead of the G20 Summit in Hamburg on July 7-8, a letter from its Chairman Mark Carney to G20 Leaders. The FSB is also publishing today its third Annual Report on the Implementation and Effects of the G20 Financial Regulatory Reforms and, to...
BIS gives thumbs up to China banks


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